
Scott Duba, CFA®
Scott Duba is Chief Investment Officer and President of Wealth Management at Prime Capital Financial. In his role, Scott oversees all the firm’s asset management and private investment strategies for both wealth management and retirement plans. He is responsible for leadership of research, portfolio management, and the firm’s trading functions. In addition, Scott is strategically engaged with the firm’s wealth management business. His responsibilities extend to governance as a member of the Board of Directors, Chairman of the Investment Advisory Board, and a member of the Wealth Advisory Committee.
Previously, he served as a Director and Portfolio Manager at Mariner Wealth Advisors where, among other responsibilities, he managed private equity investments and he led the firm’s cryptocurrency strategy, including extensive research and writing on digital assets and blockchain. Scott was also the co-founder of Antora Peak Capital Management, a distressed debt hedge fund, and has held senior analyst roles at Artisan Partners, Neuberger Berman, and Lehman Brothers Asset Management.
Scott is a CFA Charterholder, has an MBA from the University of Chicago (Economics, Entrepreneurship, International Business), and a BA from the University of Notre Dame (Finance). He is also the founder and Managing Director of 425 Holdings, a strategic consulting firm.
Scott, his wife Erin, and their five children reside in the Kansas City area.